Submitted my paper. Now what?

There is something of an air of mystery as to what actually happens to your manuscript once you’ve pressed that “submit” button. It seemingly goes off into cyberspace and you are left playing the waiting game.

These days, if you’ve submitted to a journal via an online submission system, you will be able to track its progress to some extent as you will generally be able to see what stage it’s at. The names of these stages can, however, seem fairly vague and almost worse than no information at all.

So let’s translate them. There are many different submission systems and the stages a manuscript goes through during peer review does differ system to system (and, indeed, journal to journal), so for the purposes of this post we’re going to look at the most common stages of the most common submission site: ScholarOne (formally Manuscript Central).

 

First Steps

Initially your manuscript will go through stages such as “Awaiting Admin Checklist” and/or “Awaiting Editor Assignment” depending on how new submissions are initially checked on the journal. These stages tend to be moved through fairly swiftly as they are just the editorial team checking that your submission is suitable for peer review and then deciding which of the editors will be responsible for it during the process.

 

Awaiting Reviewer Selection

This is the first stage of the peer-review process and your manuscript will be here until the assigned Editor has selected some suitable experts to invite to review.

Once enough reviewers have been selected, the manuscript will move on to the next stage. If only one reviewer agrees to review and all the others decline the invitation, however, your manuscript may well return to this stage while the Editor selects more. So if you log in to check on progress several weeks after submission and find your manuscript at this stage, it doesn’t necessarily mean that no action has been taken.

 

Awaiting Reviewer Invitation

This means that potential reviewers have been selected, but have yet to be invited. Manuscripts quite often return to this stage if not enough of the invited reviewers accepted the invitation so further invitations need to be sent. It’s quite common for editors to select a lot of reviewers, but only invite a few at a time.

 

Awaiting Reviewer Assignment

This rather ambiguous stage is when reviewers have been invited, but we are waiting for the required number to agree to review. In other words, at this point, the ball is squarely in the reviewers’ court!

In an ideal world, enough of the invited reviewers will agree to review and your manuscript will move on to the next stage. In reality, however, it is quite normal for invited reviewers to be unavailable and for your manuscript to return to one of the earlier stages a couple of times.

 

Awaiting Reviewer Scores

This is the stage that the editorial team will be striving to get your manuscript to as swiftly as possible. If your manuscript is at this stage, then enough experts have agreed to read and evaluate it and we just need to wait for the reviewers to return their comments so that a decision can be taken.

Once through this stage, your manuscript will move on to a stage such as “Awaiting Recommendation” and/or “Awaiting Decision” and it generally won’t be long before a decision is sent to you.

 

So That’s It?

That’s it. There are, of course, many things that can cause delays to the process, but the majority of manuscripts move from one stage to the next fairly swiftly.

Why is peer review taking so long?

The question peer-review administrators get asked more than any other is “How long will the peer review take?”.

Unfortunately, there is no definitive answer to this – you might as well be asking us how long a piece of string is. Yes, most journals will know how long it takes on average and, yes, all journals will have a timeframe in which they aim to reach a decision; but this is all very subject to change and delays regularly occur.

 

Securing reviewers

The number of reviews an editor needs to reach a decision varies journal to journal, but the standard number is two. When we invite an expert to review a paper, we are almost always asking them to give up their time and expertise for free – and they are not always able (or, for that matter, willing) to do so.

It is therefore quite usual for the first potential reviewers who are invited to be unavailable. And often the second. And sometimes the third. This naturally causes delays – especially during periods when everybody’s busy such as end of term, or over the summer when everybody’s on holiday.

 

Late reviews

Once the required number of reviewers have agreed to read and comment on your manuscript, we must then wait for them to submit their reviews. Reviewers will always be given a timeframe in which to return their review; how long they are given depends on the journal and the subject area. For example, a journal publishing up-to-the-minute scientific research will probably only allow the reviewers one or two weeks; while a humanities journal may give them several months.

However long the reviewer is given, there is very little the journal can do to ensure that they stick to the deadline, other than to send them reminders. For journals using a peer-review system such as ScholarOne Manuscripts or Editorial Manager, reminders will be sent out automatically as the deadline approaches.

Sadly, it is not unheard of for a reviewer to agree to comment on a paper but never return a review resulting in the editorial team having to find a replacement reviewer.

 

Getting a third opinion

More often than not, the reviewers will have similar views on whether a paper is worthy of publication; however in any field there is bound to be differences of opinion on occasion and this can result in an editor receiving one review recommending acceptance with only minor revisions and another recommending an outright rejection.

In cases such as these, it may be necessary to solicit another opinion. This is never ideal as it means that the whole process of inviting reviewers then waiting for them to return their comments has to start all over again.

 

Don’t worry, you won’t have been forgotten

The beauty of the online submission system is that it is virtually impossible for a manuscript to slip through the cracks entirely, however long it may have been delayed. Although you will only be able to see what stage it’s at (and it may have appeared to be stuck at that stage for a frustratingly long time); the editorial team will have details of precisely what action has been taken, warning notices to let us know that the manuscript has been at one stage for too long, and will be working hard behind the scenes to keep the delays to a minimum.

 

But peer review doesn’t always take ages

No, not at all. In the majority of cases, the peer-review process will move swiftly and you will be sent a decision within a few weeks of submission. We don’t want your manuscript to get delayed any more than you do – our job is to do everything we can to get the latest research published as swiftly as possible.

Help, my manuscript’s been unsubmitted!

You’ve finished your project and written your paper. You’ve researched the best journals in the subject area and know exactly which one you want to publish in. You go through the submission process, take a deep breath, cross everything, and hit that “submit” button. You get an email to confirm that the submission has been successful, you start breathing again, shut down your computer, and go pour yourself a glass of something strong.

The following morning, however, you are greeted with an email saying that your manuscript has been unsubmitted – the formatting’s wrong, you haven’t included an authorship statement, there are too many words in your abstract – and the hope of the previous evening comes crashing down around you. How has this happened? Why has this happened?? What does it mean???

 

First things first: don’t panic.

When a submission is received by a journal, the first thing that happens is that a member of the editorial team – usually an Editorial Assistant or Managing Editor – will check to ensure that it adheres to the rules for that particular journal.

The rules vary considerably from journal to journal. Some are very liberal and, so long as all the important bits have been included (abstract, text, references, etc), then they’ll approve it. Some are very strict and can unsubmit a new submission for as small an error as putting “et al” in the references after five authors instead of four.

 

Is this a sign that my paper’s going to be rejected?!

For most journals, the academic editors will not look at a manuscript until it has been checked and approved by the administrative staff. Unsubmission for corrections is a routine occurrence and will have no impact whatsoever on whether your manuscript goes on to be accepted. So don’t worry!

 

What do you do now?

The first thing to do is to read the email carefully. If any of the instructions or requests are unclear, hit reply and ask the editorial office for clarification. We’re here to help and want to get your manuscript ready for review as swiftly as possible.

We promise that if a journal is asking you to amend something it is generally for good reason, even if that reason is not entirely clear to you. The best thing to do is to simply make the amendments and follow the instructions to resubmit as soon as you are able.

 

Tips to avoid your work being unsubmitted
  1. If you’ve submitted to a journal before and the staff have asked you to amend something, re-read the email and make sure you don’t make the same mistake again. It sounds obvious, but you’d be surprised how many authors don’t do this.
  2. Read the Instructions For Authors carefully and format your manuscript accordingly. It isn’t unheard of for a rule to change and the IFAs to go slightly out of date; but if your manuscript is formatted as described then the chances are it’ll be correct.
  3. Have a look at the latest issue of the journal (either in print or online) and see how the articles are laid out. If they include a Conflict of Interest statement, add a Conflict of Interest statement to your manuscript file. If the references are formatted in Chicago style, format your references in Chicago style. If the Abstract is structured using particular headings, use these headings to structure your Abstract.
In conclusion

Unsubmissions happen all the time and are a routine part of the process. If your manuscript gets unsubmitted, it is nothing to worry about and your research still has every chance of going on to be published, being widely cited, and helping to advance knowledge in your field.

The authorship question

No, we’re not talking Shakespeare here (that’s another topic for another day – and, for that matter, another blog). We’re talking about the surprisingly contentious issue of who gets to be listed as an author on an academic paper.

According to OxfordDictionaries.com, an author is simply “A writer of a book, article, or document.” But does this simplistic definition apply to academia? I recently had a manuscript submitted to a journal I work on where the submitting author insisted that it had over 1,200 authors – using the above criteria, there is no way that anyone could even begin to argue that they all qualified as authors, not unless they took two words each.

 

So how do we define an “author”?

In the modern world of research where academic collaboration is often between teams rather than individuals, it can be surprisingly difficult to decide just who qualifies for that all-important co-author listing.

For example, if a group of five researchers conduct an experiment then two of them go off and write a paper based on the results; it would be highly unfair on the other three if only the two who physically wrote it were acknowledged for the work.

For this reason, the International Committee of Medical Journal Editors recommends that authorship be based on the following 4 criteria:

  1. Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; AND
  2. Drafting the work or revising it critically for important intellectual content; AND
  3. Final approval of the version to be published; AND
  4. Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Why does it matter?

In an article published in the Times Higher Education back in 2017, it was revealed that 77% of the respondents to their survey on authorship would support the introduction of mandatory statements on author contribution across the board, a policy which many publishers have now adopted. It was felt that “authors should be required to declare exactly what they contributed to published journal articles in a bid to boost transparency and stamp out authorship “abuse”.”

In order to progress, or even maintain, a career in academia these days, it is important that you are seen to be publishing research in respected journals. This can lead to situations where senior academics insist on being listed as co-authors on their juniors’ work, even when they had little to do with it. On the flip side, it is not uncommon for researchers to name a more prestigious (but uninvolved) colleague as an author to give their work a little more gravitas. We’re sure you’ll agree that neither of these practices are entirely fair.

 

What are editorial teams doing to help?

Authors submitting to online submission systems will be asked to enter contact details for their co-authors during submission. Precisely which details are requested will vary from system to system, but at the very least a name and working email address will be required. This is to ensure that all of the co-authors know that they’ve been listed as co-authors; in other words, the submitting author can’t just start naming well-known academics to make their paper look more appealing to the editor if the well known academics in question are going to be notified!

It is therefore important that we check new submissions to ensure that everyone listed within the manuscript file is also listed on the system – that way we know that we can get in touch with everyone who’s been listed as a co-author and nobody can be slipped in under the radar.

It is also important that we follow up on any “bounced” emails we receive. Generally, when a manuscript is submitted, an email will go out to all co-authors. If an email address isn’t working, the notification will usually arrive at the editorial office. It’s worth following up on – if the submitting author doesn’t have a current email address for one of their co-authors, it does beg the question of how closely they’ve been working together…